CFG Wealth Management Services, Inc., (CFG) is committed to safeguarding the confidential information of its clients. We hold all personal information provided to our firm in the strictest confidence. These records include all personal information that we collect from you in connection with any of the services provided by CFG.   We will not disclose client-related information to non-affiliated third parties, except as authorized by you in the performance of our services or as required by state or federal laws.

 

CFG may use health and financial information provided us with other client advisors or outside professionals who have an ongoing professional relationship with CFG when performing our services. In doing so, we will guard against any real or perceived infringements of a client’s right and expectation for privacy. Our policy with respect to personal information follows here:

 

  • CFG limits employee and agent access to information only to those who have a business or professional reason for knowing, and only to non-affiliated parties as permitted by law. (For example, federal regulations permit us to share a limited amount of information about you with a custodial firm in order to execute securities transactions on your behalf, or so our firm can discuss your financial situation with your accountant or lawyer.)

  • CFG maintains a secure office and computer environment to ensure that client information is not placed at unreason­able risk.

  • The categories of nonpublic personal information that CFG collects from a client depends upon the scope of the engagement. This information may include financial statements, income tax return(s), health information, financial agreements and estate documents and information from consumer financial reporting agencies.

  • In the performance of our services we may deal with unaffiliated third parties who require your personal information, such as financial service companies, consultants and auditors, we also require they maintain strict confiden­tiality regarding this information in our working agreements.

  • CFG is a Registered Investment Adviser. Regulators may review firm records from time to time, as permitted under law, when performing oversight responsibilities.

  • CFG does not provide your personal informa­tion to mailing list vendors or solicitors for any purpose.

  • Personally identifiable information about you will be maintained during the time you are a client, and for the required time thereafter that such records are required to be maintained by federal and state securities laws. After this required period of record retention, all such information will be destroyed.

 

CFG reserves the right to change the details of this notice.  If there are any questions concerning this privacy notice, please contact us at 317-841-7959, 888-234-9674, or by mail at 9840 Westpoint Drive., Ste. 150, Indianapolis, IN  46256.